Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2023-07-28 00:00:00 ET · period of report 2023-07-27 · accession 0001209191-23-043708 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-28 | 2023-07-27 | AXTA | Bausch Shelley J | SVP, Glbl Industrial Coatings | M - OptEx | — | +16.3K | 31.0K | +110% | — |
| D | 2023-07-28 | 2023-07-27 | AXTA | Bausch Shelley J | SVP, Glbl Industrial Coatings | F - Tax | $32.03 | -6,092 | 25.0K | -20% | -$195.1K |
| D | 2023-07-28 | 2023-07-27 | AXTA | Bausch Shelley J | SVP, Glbl Industrial Coatings | M - OptEx | $0.00 | -16.3K | 16.3K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-07-27 | M | A | 16,266 | — | 31,043 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 2 | Common | Common Shares | 2023-07-27 | F | D | 6,092 | $32.03 | 24,951 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 3 | Derivative | Restricted Stock Units | 2023-07-27 | M | D | 16,266 | $0.00 | 16,267 | D | — · — to — | 16,266 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date. |