Form 4 for HON Honeywell Technologies
Accepted 2023-08-01 00:00:00 ET · period of report 2023-07-28 · accession 0001209191-23-044028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-01 | 2023-07-28+ | HON | Koutsaftes George | Pres, CEO, SPS | M - OptEx | — | +1,939 | 10.4K | +23% | — |
| DM | 2023-08-01 | 2023-07-28+ | HON | Koutsaftes George | Pres, CEO, SPS | F - Tax | $196.61 | -863 | 9,803 | -8% | -$169.7K |
| DM | 2023-08-01 | 2023-07-28+ | HON | Koutsaftes George | Pres, CEO, SPS | M - OptEx | $0.00 | -1,939 | 1,154 | -63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-28 | M | A | 1,349 | — | 10,403 | D | — | — | (F1) Instrument converts to common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-07-29 | F | D | 263 | $196.61 | 10,130 | D | — | — | |
| 3 | Common | Common Stock | 2023-07-29 | M | A | 590 | — | 10,393 | D | — | — | (F1) Instrument converts to common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-07-28 | F | D | 600 | $196.61 | 9,803 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-07-28 | M | D | 1,349 | $0.00 | 3,964 | D | — · — to — | 1,349 Common Stock | (F2) Includes the reinvestment of dividend equivalents into 27 additional restrictred stock units. (F4) Excludes reinvestment of dividend equivalents during the vesting period. (F1) Instrument converts to common stock on a one-for-one basis. (F3) The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 25% on each of July 28, 2023, July 28, 2024, July 28, 2025 and July 28, 2026. |
| 6 | Derivative | Restricted Stock Units | 2023-07-29 | M | D | 590 | $0.00 | 1,154 | D | — · — to — | 590 Common Stock | (F5) Includes the reinvestment of dividend equivalents into 22 additional restricted stock units. (F4) Excludes reinvestment of dividend equivalents during the vesting period. (F1) Instrument converts to common stock on a one-for-one basis. (F6) The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with vesting of 33%, 33%, and 34% on each of July 29, 2023, July 29, 2025, and July 29, 2031, respectively. |