Form 4 for HAFC HANMI FINANCIAL CORP
Accepted 2023-08-08 00:00:00 ET · period of report 2023-08-04 · accession 0001209191-23-044921 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-08-08 | 2023-08-04+ | HAFC | LEE BONITA | Pres, CEO | F - Tax | $19.06 | -19.5K | 133.5K | -13% | -$371.6K |
| 2023-08-08 | 2023-08-04 | HAFC | LEE BONITA | Pres, CEO | A - Grant | $0.00 | +35.9K | 153.0K | +31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-04 | F | D | 16,499 | $19.06 | 136,528 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-05 | F | D | 2,998 | $19.06 | 133,530 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-04 | A | A | 35,906 | $0.00 | 153,027 | D | — | — | (F1) On August 5, 2020, the reporting person was granted 23,937 shares of restricted stock which vest on August 4, 2023, subject to the satisfaction of certain performance criteria. The performance criteria for the three-year period ended August 4, 2023 were met, resulting in the vesting of 35,906 shares (150% of target payout). |