Form 4 for KLAC KLA Corporation
Accepted 2023-08-08 00:00:00 ET · period of report 2023-08-04 · accession 0001209191-23-044947 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-08-08 | 2023-08-04+ | KLAC | Higgins Bren D. | EVP, CFO | F - Tax | $496.47 | -5,510 | 54.9K | -9% | -$2.74M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-04 | F | D | 740 | $496.47 | 55,649.39 | D | — | — | (F1) On August 4, 2022, the Reporting Person was granted restricted stock units ("RSUs") for 5,961 shares of KLA common stock. On August 4, 2023, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2023. (F2) The number of shares of KLA common stock includes 44,863 shares issuable upon vesting of RSUs. |
| 2 | Common | Common Stock | 2023-08-06 | F | D | 3,011 | $496.47 | 50,879.39 | D | — | — | (F7) The Reporting Person vested 50% of the performance-based restricted stock units ("RSUs") granted on August 6, 2020. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2023. (F8) The number of shares of KLA common stock includes 35,246 shares issuable upon vesting of RSUs. |
| 3 | Common | Common Stock | 2023-08-06 | F | D | 1,004 | $496.47 | 53,890.39 | D | — | — | (F5) On August 6, 2020, the Reporting Person was granted RSUs for 8,094 shares of KLA common stock. On August 6, 2023, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2023. (F6) The number of shares of KLA common stock includes 41,318 shares issuable upon vesting of RSUs. |
| 4 | Common | Common Stock | 2023-08-05 | F | D | 755 | $496.47 | 54,894.39 | D | — | — | (F3) On August 5, 2021, the Reporting Person was granted RSUs for 6,086 shares of KLA common stock. On August 5, 2023, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2023. (F4) The number of shares of KLA common stock includes 43,341 shares issuable upon vesting of RSUs. |