Form 4 for DV DoubleVerify Holdings, Inc.
Accepted 2023-08-09 00:00:00 ET · period of report 2023-08-07 · accession 0001209191-23-045157 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-09 | 2023-08-07+ | DV | Allais Nicola T | CFO | M - OptEx | $2.01 | +18.5K | 68.9K | +37% | +$37.1K |
| DM | 2023-08-09 | 2023-08-07+ | DV | Allais Nicola T | CFO | S - Sale+OE | $32.79 | -18.5K | 59.7K | -24% | -$605.4K |
| DM | 2023-08-09 | 2023-08-07+ | DV | Allais Nicola T | CFO | M - OptEx | $0.00 | -18.5K | 565.6K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-07 | M | A | 9,231 | $2.01 | 68,905 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-08 | S | D | 9,231 | $32.53 | 59,674 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.40 to $32.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 3 | Common | Common Stock | 2023-08-07 | S | D | 9,231 | $33.05 | 59,674 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.90 to $33.345 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 4 | Common | Common Stock | 2023-08-08 | M | A | 9,231 | $2.01 | 68,905 | D | — | — | |
| 5 | Derivative | Options (Rights to Buy) | 2023-08-08 | M | D | 9,231 | $0.00 | 556,352 | D | $2.01 · — to 2028-01-04 | 9,231 Common Stock | (F4) Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021. |
| 6 | Derivative | Options (Rights to Buy) | 2023-08-07 | M | D | 9,231 | $0.00 | 565,583 | D | $2.01 · — to 2028-01-04 | 9,231 Common Stock | (F4) Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021. |