Form 4 for LEVI LEVI STRAUSS & CO

Accepted 2023-08-11 00:00:00 ET · period of report 2020-12-31 · accession 0001209191-23-045435 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-08-11	2020-12-31	LEVI	Singh Harmit J	CFO, Executive VP	C - Cnv Deriv	$0.00	+6,050	130.9K	+5%	$0
D	2023-08-11	2020-12-31	LEVI	Singh Harmit J	CFO, Executive VP	C - Cnv Deriv	$0.00	-6,050	39.0K	-13%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2020-12-31	C	A	6,050	$0.00	130,859	D	—	—	(F1) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. (F2) Includes 22,222 shares of Class A common stock subject to restricted stock units (RSUs), which were awarded in 2020, 5,556 of which vest on January 27, 2021, 5,555 vest on January 27, 2022, 5,556 vest on January 27, 2023 and 5,556 on January 27, 2024.
2	Derivative	Class B Common Stock	2020-12-31	C	D	6,050	$0.00	39,050	D	— · — to —	6,050 Class A Common Stock	(F1) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. (F4) Includes 39,050 shares of Class B common stock subject to RSUs, (i) 18,880 of which were awarded in 2018, 9,440 of which vest on each of January 30, 2021 and January 30, 2022, and (ii) 20,170 of which were awarded in 2019, 6,730 of which vest on January 30, 2021, 6,720 vest on January 30, 2022 and 6,720 vest on January 30, 2023. (F3) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.