Form 4 for DBVT DBV Technologies S.A.
Accepted 2023-08-14 00:00:00 ET · period of report 2022-07-29 · accession 0001209191-23-045641 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-14 | 2022-11-24+ | DBVT | Mohideen Pharis | Chief Medical Off | S - Sale | $3.02 | -2,261 | 49.9K | -4% | -$6,821 |
| DM | 2023-08-14 | 2022-07-29+ | DBVT | Mohideen Pharis | Chief Medical Off | A - Grant | $0.00 | +27.5K | 51.7K | +114% | $0 |
| DM | 2023-08-14 | 2022-07-29+ | DBVT | Mohideen Pharis | Chief Medical Off | A - Grant | $0.00 | +215.0K | 100.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-05-24 | S | D | 469 | $3.54 | 49,439 | D | — | — | (F1) The ordinary shares may be represented by American Depositary Shares, each of which currently represents one-half of one ordinary share. (F6) This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0746 to EURO 1.00 as of May 24, 2023. |
| 2 | Common | Ordinary Shares | 2022-11-24 | S | D | 1,792 | $2.88 | 49,908 | D | — | — | (F1) The ordinary shares may be represented by American Depositary Shares, each of which currently represents one-half of one ordinary share. (F5) This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0409 to EURO 1.00 as of November 24, 2022. |
| 3 | Common | Ordinary Shares | 2022-07-29 | A | A | 10,000 | $0.00 | 34,200 | D | — | — | (F1) The ordinary shares may be represented by American Depositary Shares, each of which currently represents one-half of one ordinary share. (F2) Represents the Issuer's ordinary shares underlying a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one ordinary share. 25% of the shares underlying the RSU vest on July 29, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject in each case to the Reporting Person continuing to provide service through each such date. |
| 4 | Common | Ordinary Shares | 2022-11-21 | A | A | 17,500 | $0.00 | 51,700 | D | — | — | (F1) The ordinary shares may be represented by American Depositary Shares, each of which currently represents one-half of one ordinary share. (F3) Represents the Issuer's ordinary shares underlying a restricted stock unit RSU award. Each RSU represents a contingent right to receive one ordinary share. 25% of the shares underlying the RSU vest on November 21, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject in each case to the Reporting Person continuing to provide service through each such date. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2022-11-21 | A | A | 115,000 | $0.00 | 115,000 | D | $3.07 · — to 2032-11-21 | 115,000 Ordinary Shares | (F9) This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0242 to EURO 1.00 as of November 21, 2022. (F10) 25% of the shares subject to the option vest on November 21, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject to the Reporting Person continuing to provide service through each such date. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2022-07-29 | A | A | 100,000 | $0.00 | 100,000 | D | $4.83 · — to 2032-07-29 | 100,000 Ordinary Shares | (F7) This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0226 to EURO 1.00 as of July 29, 2022. (F8) 25% of the shares subject to the option vest on July 29, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject to the Reporting Person continuing to provide service through each such date. |