Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2023-08-14 00:00:00 ET · period of report 2023-08-10 · accession 0001209191-23-045702 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-14 | 2023-08-10+ | UEIC | Ammari Ramzi | Sr.VP Corp Planning, Strategy | M - OptEx | — | +1,049 | 22.9K | +5% | — |
| DM | 2023-08-14 | 2023-08-10+ | UEIC | Ammari Ramzi | Sr.VP Corp Planning, Strategy | F - Tax | $9.96 | -438 | 22.8K | -2% | -$4,361 |
| DM | 2023-08-14 | 2023-08-10+ | UEIC | Ammari Ramzi | Sr.VP Corp Planning, Strategy | M - OptEx | $0.00 | -1,049 | 19.3K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-10 | M | A | 664 | — | 22,814 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 2 | Common | Common Stock | 2023-08-10 | F | D | 277 | $10.17 | 22,537 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 3 | Common | Common Stock | 2023-08-11 | M | A | 385 | — | 22,922 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 4 | Common | Common Stock | 2023-08-11 | F | D | 161 | $9.59 | 22,761 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. |
| 5 | Derivative | Restricted Stock Units | 2023-08-11 | M | D | 385 | $0.00 | 18,884 | D | — · — to — | 385 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| 6 | Derivative | Restricted Stock Units | 2023-08-10 | M | D | 664 | $0.00 | 19,269 | D | — · — to — | 664 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |