Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2023-08-14 00:00:00 ET · period of report 2023-08-10 · accession 0001209191-23-045704 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-14 | 2023-08-10+ | UEIC | Hackworth Bryan M | SVP, CFO | F - Tax | $9.96 | -612 | 61.9K | -1.0% | -$6,094 |
| DM | 2023-08-14 | 2023-08-10+ | UEIC | Hackworth Bryan M | SVP, CFO | M - OptEx | — | +1,145 | 62.3K | +2% | — |
| DM | 2023-08-14 | 2023-08-10+ | UEIC | Hackworth Bryan M | SVP, CFO | M - OptEx | $0.00 | -1,145 | 21.8K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-11 | F | D | 225 | $9.59 | 62,139 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 2 | Common | Common Stock | 2023-08-11 | M | A | 421 | — | 62,364 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 3 | Common | Common Stock | 2023-08-10 | M | A | 724 | — | 62,330 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 4 | Common | Common Stock | 2023-08-10 | F | D | 387 | $10.17 | 61,943 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 5 | Derivative | Restricted Stock Units | 2023-08-11 | M | D | 421 | $0.00 | 21,330 | D | — · — to — | 421 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| 6 | Derivative | Restricted Stock Units | 2023-08-10 | M | D | 724 | $0.00 | 21,751 | D | — · — to — | 724 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |