Form 4 for MMI Marcus & Millichap, Inc.
Accepted 2023-08-14 00:00:00 ET · period of report 2023-08-10 · accession 0001209191-23-045743 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-14 | 2023-08-10 | MMI | DeGennaro Steven F. | EVP, CFO | F - Tax | $36.01 | -1,488 | 8,724 | -15% | -$53.6K |
| DM | 2023-08-14 | 2023-08-10 | MMI | DeGennaro Steven F. | EVP, CFO | M - OptEx | — | +3,000 | 9,468 | +46% | — |
| DM | 2023-08-14 | 2023-08-10 | MMI | DeGennaro Steven F. | EVP, CFO | M - OptEx | $0.00 | -3,000 | 4,500 | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-10 | F | D | 744 | $36.01 | 10,027 | D | — | — | (F3) Includes 547 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2023-08-10 | M | A | 1,500 | — | 10,224 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2023-08-10 | F | D | 744 | $36.01 | 8,724 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-10 | M | A | 1,500 | — | 9,468 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-08-10 | M | D | 1,500 | $0.00 | 3,000 | D | — · — to — | 1,500 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F4) The restricted stock units vest in five equal annual installments beginning August 10, 2021. |
| 6 | Derivative | Restricted Stock Units | 2023-08-10 | M | D | 1,500 | $0.00 | 4,500 | D | — · — to — | 1,500 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F5) The restricted stock units vest in five equal annual installments beginning August 10, 2022. |