Form 4 for HGBL Heritage Global Inc.
Accepted 2023-08-15 00:00:00 ET · period of report 2023-08-14 · accession 0001209191-23-045772 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-15 | 2023-08-14 | HGBL | SHIMER SAMUEL L | Dir | M - OptEx | $0.68 | +5,000 | 285.0K | +2% | +$3,400 |
| DM | 2023-08-15 | 2023-08-14 | HGBL | SHIMER SAMUEL L | Dir | M - OptEx | $0.68 | -5,000 | 2,500 | -67% | -$3,400 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-14 | M | A | 2,500 | $0.83 | 287,500 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-14 | M | A | 2,500 | $0.53 | 285,000 | D | — | — | |
| 3 | Derivative | Option to purchase common stock | 2023-08-14 | M | D | 2,500 | $0.53 | 0 | D | $0.53 · — to 2029-03-29 | 2,500 Common Stock | (F2) Options were granted 3/29/2019 and vested 25% annually beginning on the first anniversary of the grant date. |
| 4 | Derivative | Option to purchase common stock | 2023-08-14 | M | D | 2,500 | $0.83 | 2,500 | D | $0.83 · — to 2030-03-31 | 2,500 Common Stock | (F1) Options were granted 3/31/2020 and vested 25% annually beginning on the first anniversary of the grant date. |