Form 4 for ENS EnerSys
Accepted 2023-08-15 00:00:00 ET · period of report 2023-08-11 · accession 0001209191-23-045853 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-15 | 2023-08-12 | ENS | Shaffer David M | Pres, CEO, Dir | F - Tax | $94.71 | -11.0K | 237.9K | -4% | -$1.04M |
| D | 2023-08-15 | 2023-08-11 | ENS | Shaffer David M | Pres, CEO, Dir | A - Grant | $0.00 | +28.0K | 244.8K | +13% | $0 |
| D | 2023-08-15 | 2023-08-11 | ENS | Shaffer David M | Pres, CEO, Dir | A - Grant | $0.00 | +75.3K | 75.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-12 | F | D | 4,044.65 | $94.71 | 233,817.71 | D | — | — | (F4) Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2022. |
| 2 | Common | Common Stock | 2023-08-12 | F | D | 2,055.54 | $94.71 | 242,780.96 | D | — | — | (F2) Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019. |
| 3 | Common | Common Stock | 2023-08-11 | A | A | 27,980 | $0.00 | 244,836.50 | D | — | — | (F1) These shares were granted as restricted stock units that vest twenty-five percent on each of August 11, 2024, August 11, 2025, August 11, 2026 and August 11, 2027, subject to acceleration or forfeiture in certain specified circumstances. |
| 4 | Common | Common Stock | 2023-08-12 | F | D | 4,918.60 | $94.71 | 237,862.36 | D | — | — | (F3) Shares were forfeited in connection with the settlement of TSR Performance Share Units originally granted to the reporting person on August 12, 2019 and vested on August 12, 2022. |
| 5 | Derivative | Stock Options | 2023-08-11 | A | A | 75,284 | $0.00 | 75,284 | D | $104.18 · — to 2033-08-11 | 75,284 Common Stock | (F5) These options vest in three equal annual installments beginning on August 11, 2024, subject to acceleration or forfeiture in certain specified circumstances. |