Form 4 for VST Vistra Corp.
Accepted 2023-08-15 00:00:00 ET · period of report 2023-08-11 · accession 0001209191-23-045923 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-15 | 2023-08-11+ | VST | Moore Stephanie Zapata | EVP, GC | M - OptEx | $19.55 | +230.1K | 174.9K | New | +$4.50M |
| DM | 2023-08-15 | 2023-08-11+ | VST | Moore Stephanie Zapata | EVP, GC | S - Sale+OE | $30.40 | -230.1K | 137.8K | -63% | -$7.00M |
| DM | 2023-08-15 | 2023-08-11+ | VST | Moore Stephanie Zapata | EVP, GC | M - OptEx | $0.00 | -230.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-11 | M | A | 85,534 | $19.68 | 223,316 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-11 | S | D | 85,534 | $30.55 | 137,782 | D | — | — | (F1) Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.85, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 3 | Common | Common Stock | 2023-08-14 | M | A | 107,466 | $19.68 | 245,248 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-11 | M | A | 37,128 | $18.90 | 174,910 | D | — | — | |
| 5 | Common | Common Stock | 2023-08-11 | S | D | 37,128 | $30.60 | 137,782 | D | — | — | (F2) Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.76, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 6 | Common | Common Stock | 2023-08-14 | S | D | 107,466 | $30.22 | 137,782 | D | — | — | (F3) Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.09 to $30.33, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 7 | Derivative | 2018 Employee Stock Option (right to buy) | 2023-08-11 | M | D | 85,534 | $0.00 | 107,466 | D | $19.68 · 2023-04-09 to 2027-04-09 | 85,534 Common Stock | (F5) This reflects an upward adjustment of 110 shares to include options granted in 2018 that were omitted from the Form 4 filed April 5, 2019 (and subsequent Forms 4s) due to a clerical error. (F4) The 2018 employee stock options vested in two equal installments beginning April 9, 2022. |
| 8 | Derivative | 2017 Employee Stock Option (right to buy) | 2023-08-11 | M | D | 37,128 | $0.00 | 0 | D | $18.90 · 2021-03-31 to 2028-03-31 | 37,128 Common Stock | (F6) The 2017 employee stock options vested in three equal installments beginning March 31, 2019. |
| 9 | Derivative | 2018 Employee Stock Option (right to buy) | 2023-08-14 | M | D | 107,466 | $0.00 | 0 | D | $19.68 · 2023-04-09 to 2027-04-09 | 107,466 Common Stock | (F4) The 2018 employee stock options vested in two equal installments beginning April 9, 2022. |