Form 4 for ASYS AMTECH SYSTEMS INC
Accepted 2023-08-16 00:00:00 ET · period of report 2023-08-14 · accession 0001209191-23-046105 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-16 | 2023-08-15+ | ASYS | DAIGLE ROBERT C | CEO, Dir | P - Purchase | $8.75 | +2,433 | 19.7K | +14% | +$21.3K |
| DM | 2023-08-16 | 2023-08-14 | ASYS | DAIGLE ROBERT C | CEO, Dir | A - Grant | $0.00 | +205.6K | 55.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Amtech Systems, Inc. $0.01 par value common stock | 2023-08-16 | P | A | 1,000 | $8.76 | 20,703 | D | — | — | |
| 2 | Common | Amtech Systems, Inc. $0.01 par value common stock | 2023-08-16 | P | A | 1,200 | $8.75 | 21,903 | D | — | — | |
| 3 | Common | Amtech Systems, Inc. $0.01 par value common stock | 2023-08-15 | P | A | 233 | $8.75 | 19,703 | D | — | — | |
| 4 | Derivative | Amtech Systems, Inc. Employee Stock Option | 2023-08-14 | A | A | 150,000 | — | 150,000 | D | $9.00 · 2023-08-14 to 2033-08-14 | 150,000 Amtech Systems, Inc. $0.01 par value common stock | (F2) Price omitted because the transaction is a grant of a stock option. (F1) The Option Grant will vest ratably on each of the annual anniversaries over the three-year term of Mr. Daigle's employment agreement, subject to Mr. Daigle's continued service with the Company; provided, however, that 50,000 shares of such Option Grant will vest immediately. |
| 5 | Derivative | Restricted Stock Units | 2023-08-14 | A | A | 55,556 | $0.00 | 55,556 | D | — · 2024-08-14 to — | 55,556 Amtech Systems, Inc. $0.01 par value common stock | (F4) The number of RSUs granted equals the aggregate fair market value of $500,000 as of the grant date in accordance with the terms of Mr. Daigle's employment agreement. (F3) Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc. (F5) The grant will vest in full on the one-year anniversary of the grant date, subject to Mr. Daigle's continued service with the Company. |