Form 4 for NTAP NetApp
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-15 · accession 0001209191-23-046216 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-17 | 2023-08-15 | NTAP | CERNUDA CESAR | Pres | M - OptEx | $0.00 | +4,194 | 127.6K | +3% | $0 |
| D | 2023-08-17 | 2023-08-15 | NTAP | CERNUDA CESAR | Pres | F - Tax | $76.29 | -1,970 | 125.7K | -2% | -$150.3K |
| DM | 2023-08-17 | 2023-08-15 | NTAP | CERNUDA CESAR | Pres | M - OptEx | $0.00 | -4,194 | 21.6K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares | 2023-08-15 | M | A | 4,194 | $0.00 | 127,629 | D | — | — | |
| 2 | Common | Common Shares | 2023-08-15 | F | D | 1,970 | $76.29 | 125,659 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-08-15 | M | D | 2,231 | $0.00 | 15,619 | D | $0.00 · 2022-05-15 to 2028-07-01 | 2,231 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F2) On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2023-08-15 | M | D | 1,963 | $0.00 | 21,604 | D | $0.00 · 2023-05-15 to 2029-07-01 | 1,963 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F3) On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |