Form 4 for HLIT HARMONIC INC.
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-15 · accession 0001209191-23-046427 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-17 | 2023-08-15 | HLIT | Graham Ian | SVP, Gbl Sales, Video Svcs | F - Tax | $0.00 | -7,523 | 124.3K | -6% | $0 |
| D | 2023-08-17 | 2023-08-15 | HLIT | Graham Ian | SVP, Gbl Sales, Video Svcs | M - OptEx | $0.00 | +13.8K | 131.9K | +12% | $0 |
| DM | 2023-08-17 | 2023-08-15 | HLIT | Graham Ian | SVP, Gbl Sales, Video Svcs | M - OptEx | $0.00 | -13.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-15 | F | D | 7,523 | $0.00 | 124,349 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-15 | M | A | 13,783 | $0.00 | 131,872 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-08-15 | M | D | 6,918 | $0.00 | 13,836 | D | $0.00 · 2022-02-15 to 2024-02-15 | 6,918 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2023-08-15 | M | D | 5,198 | $0.00 | 31,191 | D | $0.00 · 2023-02-15 to 2025-02-15 | 5,198 Common Stock | |
| 5 | Derivative | Restricted Stock Units | 2023-08-15 | M | D | 1,667 | $0.00 | 0 | D | $0.00 · 2021-08-15 to 2023-08-15 | 1,667 Common Stock |