Form 4 for HLIT HARMONIC INC.
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-15 · accession 0001209191-23-046429 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-17 | 2023-08-15 | HLIT | Haltmayer Neven | SVP, Video R, D | F - Tax | $0.00 | -7,640 | 183.9K | -4% | $0 |
| D | 2023-08-17 | 2023-08-15 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $0.00 | +14.5K | 191.5K | +8% | $0 |
| DM | 2023-08-17 | 2023-08-15 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $0.00 | -14.5K | 4,668 | -76% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-15 | F | D | 7,640 | $0.00 | 183,889 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-15 | M | A | 14,514 | $0.00 | 191,529 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-08-15 | M | D | 7,450 | $0.00 | 14,900 | D | $0.00 · 2022-02-15 to 2024-02-15 | 7,450 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2023-08-15 | M | D | 6,398 | $0.00 | 38,388 | D | $0.00 · 2023-02-15 to 2025-02-15 | 6,398 Common Stock | |
| 5 | Derivative | Restricted Stock Units | 2023-08-15 | M | D | 666 | $0.00 | 4,668 | D | $0.00 · 2023-05-15 to 2025-05-15 | 666 Common Stock |