Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2023-08-18 00:00:00 ET · period of report 2023-08-16 · accession 0001209191-23-046659 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-08-18 | 2023-08-16 | OSS | Ison James | CPO | G - Gift | $0.00 | -6,165 | 115.7K | -5% | $0 | |
| 2023-08-18 | 2023-08-16 | OSS | Ison James | CPO | F - Tax | $1.77 | -3,169 | 121.8K | -3% | -$5,609 | |
| I | 2023-08-18 | 2023-08-16 | OSS | Ison James | CPO | G - Gift | $0.00 | +6,165 | 141.0K | +5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-16 | G | D | 6,165 | $0.00 | 115,667 | D | — | — | (F3) On August 16, 2023, the Reporting Person transferred 6,165 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. (F2) Includes 115,667 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. |
| 2 | Common | Common Stock | 2023-08-16 | F | D | 3,169 | $1.77 | 121,832 | D By Trust | — | — | (F2) Includes 115,667 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. (F4) These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust. |
| 3 | Common | Common Stock | 2023-08-16 | G | A | 6,165 | $0.00 | 140,987 | I | — | — | (F3) On August 16, 2023, the Reporting Person transferred 6,165 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. |