Form 4 for SMRT SmartRent, Inc.
Accepted 2023-08-21 00:00:00 ET · period of report 2023-08-18 · accession 0001209191-23-046690 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-21 | 2023-08-18+ | SMRT | DeRose-Wilson Isaiah | CTO | M - OptEx | — | +7,217 | 23.2K | +45% | — |
| DM | 2023-08-21 | 2023-08-18+ | SMRT | DeRose-Wilson Isaiah | CTO | F - Tax | $3.39 | -1,939 | 17.1K | -10% | -$6,573 |
| DM | 2023-08-21 | 2023-08-18+ | SMRT | DeRose-Wilson Isaiah | CTO | M - OptEx | $0.00 | -7,217 | 32.2K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-18 | M | A | 1,111 | — | 17,360 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 2 | Common | Class A Common Stock | 2023-08-19 | M | A | 6,106 | — | 23,167 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 3 | Common | Class A Common Stock | 2023-08-19 | F | D | 1,640 | $3.39 | 21,527 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-08-18 | F | D | 299 | $3.39 | 17,061 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-08-19 | M | D | 6,106 | $0.00 | 122,113 | D | — · — to — | 6,106 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on April 19, 2022 with the remaining vesting in 1/48 equal monthly installments until vested in full. |
| 6 | Derivative | Restricted Stock Units | 2023-08-18 | M | D | 1,111 | $0.00 | 32,223 | D | — · — to — | 1,111 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The Restricted Stock Units vest as follows: one-fourth vested on January 18, 2023 with the remaining vesting in 1/48 equal monthly installments until vested in full. |