Form 4 for IIIV i3 Verticals, Inc.
Accepted 2023-08-21 00:00:00 ET · period of report 2023-08-18 · accession 0001209191-23-046721 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-21 | 2023-08-18 | IIIV | MCKENNA TIMOTHY | Dir | F - Tax | $22.32 | -7,313 | 2,687 | -73% | -$163.2K |
| D | 2023-08-21 | 2023-08-18 | IIIV | MCKENNA TIMOTHY | Dir | M - OptEx | $13.00 | +10.0K | 10.0K | New | +$130.0K |
| D | 2023-08-21 | 2023-08-18 | IIIV | MCKENNA TIMOTHY | Dir | S - Sale+OE | $22.27 | -2,687 | 0 | -100% | -$59.8K |
| D | 2023-08-21 | 2023-08-18 | IIIV | MCKENNA TIMOTHY | Dir | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock, par value $0.0001 per share | 2023-08-18 | F | D | 7,313 | $22.32 | 2,687 | D | — | — | |
| 2 | Common | Class A common stock, par value $0.0001 per share | 2023-08-18 | M | A | 10,000 | $13.00 | 10,000 | D | — | — | |
| 3 | Common | Class A common stock, par value $0.0001 per share | 2023-08-18 | S | D | 2,687 | $22.27 | 0 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.26 to $22.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-08-18 | M | D | 10,000 | $0.00 | 0 | D | $13.00 · — to 2028-06-20 | 10,000 Class A common stock, par value $0.0001 per share | (F2) The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. |