Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2023-08-21 00:00:00 ET · period of report 2023-08-17 · accession 0001209191-23-046797 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-21 | 2023-08-17 | LEVI | Pineda Patricia Salas | Dir | A - Grant | $0.00 | +265 | 133.2K | +0.2% | $0 |
| D | 2023-08-21 | 2023-08-17 | LEVI | Pineda Patricia Salas | Dir | A - Grant | $0.00 | +340 | 40.1K | +0.9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-17 | A | A | 265 | $0.00 | 133,165 | D | — | — | (F1) Represents dividend equivalent rights (DER), each of which represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. With respect to 177 of the DERs, the DERs are fully vested. With respect to 88 of the DERs, the DERs shall vest as to 100% of the shares on the earlier of the day before the next Annual Stockholder Meeting or the first anniversary of the date of grant. The shares of the underlying Class A Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature. |
| 2 | Derivative | Class B Common Stock | 2023-08-17 | A | A | 340 | $0.00 | 40,087 | D | $0.00 · — to — | 340 Class A Common Stock | (F3) Represents DERs, each of which represents a contingent right to receive one share of the issuer's Class B Common Stock upon settlement. The DERs are fully vested. The underlying shares of Class B Common Stock issuable pursuant to the DERs are subject to a deferral delivery feature. (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |