Form 4 for COIN Coinbase
Accepted 2023-08-22 00:00:00 ET · period of report 2023-08-20 · accession 0001209191-23-046888 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-22 | 2023-08-20 | COIN | Grewal Paul | CLO | M - OptEx | $0.00 | +19.1K | 72.6K | +36% | $0 |
| D | 2023-08-22 | 2023-08-20 | COIN | Grewal Paul | CLO | F - Tax | $73.19 | -9,450 | 66.5K | -12% | -$691.6K |
| DM | 2023-08-22 | 2023-08-20 | COIN | Grewal Paul | CLO | M - OptEx | $0.00 | -19.1K | 30.1K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-20 | M | A | 14,423 | $0.00 | 71,283 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-08-20 | F | D | 9,450 | $73.19 | 66,469 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-08-20 | M | A | 3,350 | $0.00 | 75,919 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-08-20 | M | A | 1,286 | $0.00 | 72,569 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-08-20 | M | D | 1,286 | $0.00 | 6,428 | D | $0.00 · — to — | 1,286 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F6) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2022, until the award is fully vested on November 20, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F5) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 6 | Derivative | Restricted Stock Units | 2023-08-20 | M | D | 14,423 | $0.00 | 72,116 | D | $0.00 · — to — | 14,423 Class A Common Stock Stock | (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F4) The RSUs vest with respect to 1/4th of the total shares underlying the award on November 20, 2021, and the remaining 3/4th of the shares underlying the award vest in equal quarterly installments thereafter until the award is fully vested on November 20, 2024, subject to the continued service of the Reporting Person to the Issuer on each vesting date. (F5) RSUs do not expire; they either vest or are canceled prior to vesting date. |
| 7 | Derivative | Restricted Stock Units | 2023-08-20 | M | D | 3,350 | $0.00 | 30,148 | D | $0.00 · — to — | 3,350 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. (F7) The RSUs vest in equal quarterly installments over three years, with the first 1/12 vesting on February 20, 2023, until the award is fully vested on November 20, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. (F5) RSUs do not expire; they either vest or are canceled prior to vesting date. |