Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2023-08-22 00:00:00 ET · period of report 2023-08-18 · accession 0001209191-23-046938 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-08-22 | 2023-08-18 | OSS | Ison James | CPO | M - OptEx | $0.5001 | +15.6K | 156.6K | +11% | +$7,800 |
| DM | 2023-08-22 | 2023-08-18 | OSS | Ison James | CPO | M - OptEx | $0.00 | -15.6K | 24.0K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-18 | M | A | 14,587 | $0.46 | 155,574 | I By Trust | — | — | (F1) These shares are owned directly by James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. |
| 2 | Common | Common Stock | 2023-08-18 | M | A | 1,009 | $1.08 | 156,583 | I By Trust | — | — | (F1) These shares are owned directly by James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-08-18 | M | D | 14,587 | $0.00 | 0 | D | $0.46 · — to 2024-07-15 | 14,587 Common Stock | (F3) The option is fully vested. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-08-18 | M | D | 1,009 | $0.00 | 23,991 | D | $1.08 · — to 2026-04-01 | 1,009 Common Stock | (F3) The option is fully vested. |