Form 4 for SMRT SmartRent, Inc.
Accepted 2023-08-24 00:00:00 ET · period of report 2023-08-24 · accession 0001209191-23-047196 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-24 | 2023-08-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $3.55 | -7,871 | 11.28M | -0.1% | -$27.9K |
| DI | 2023-08-24 | 2023-08-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +183 | 13.8K | +1% | — |
| DI | 2023-08-24 | 2023-08-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $3.55 | -50 | 13.8K | -0.4% | -$177.50 |
| DM | 2023-08-24 | 2023-08-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +29.1K | 11.26M | +0.3% | — |
| DI | 2023-08-24 | 2023-08-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -183 | 28.5K | -0.6% | $0 |
| DM | 2023-08-24 | 2023-08-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -29.1K | 27.5K | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-24 | F | D | 474 | $3.55 | 11,261,294 | D By Spouse | — | — | |
| 2 | Common | Class A Common Stock | 2023-08-24 | M | A | 183 | — | 13,817 | I | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 3 | Common | Class A Common Stock | 2023-08-24 | F | D | 50 | $3.55 | 13,767 | I | — | — | |
| 4 | Common | Class A Common Stock | 2023-08-24 | M | A | 27,549 | — | 11,288,843 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 5 | Common | Class A Common Stock | 2023-08-24 | F | D | 7,397 | $3.55 | 11,281,446 | D | — | — | |
| 6 | Common | Class A Common Stock | 2023-08-24 | M | A | 1,521 | — | 11,261,768 | D By Spouse | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 7 | Derivative | Restricted Stock Units | 2023-08-24 | M | D | 183 | $0.00 | 28,548 | I | — · — to — | 183 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on August 24, 2022 with the remaining vesting in 36 equal monthly installments until vested in full. |
| 8 | Derivative | Restricted Stock Units | 2023-08-24 | M | D | 1,521 | $0.00 | 36,511 | D By Spouse | — · — to — | 1,521 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on August 24, 2022 with the remaining vesting in 36 equal monthly installments until vested in full. |
| 9 | Derivative | Restricted Stock Units | 2023-08-24 | M | D | 27,549 | $0.00 | 27,548 | D | — · — to — | 27,549 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The Restricted Stock Units vest as follows: one-third vested on August 24, 2022 with the remaining vesting in 2 equal annual installments until vested in full. |