Form 4 for APO Apollo Global Management
Accepted 2023-08-31 00:00:00 ET · period of report 2023-08-29 · accession 0001209191-23-047850 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-08-31 | 2023-08-29 | APO | Kelly Martin | CFO | G - Gift | $0.00 | -1,375 | 418.0K | -0.3% | $0 | |
| 2023-08-31 | 2023-08-31 | APO | Kelly Martin | CFO | F - Tax | $86.14 | -25.0K | 393.0K | -6% | -$2.15M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-29 | G | D | 1,375 | $0.00 | 417,968 | D | — | — | (F1) These shares are subject to a lock-up agreement (the "Lock-Up Agreement") delivered pursuant to the underwriting agreement dated August 8, 2023, between the Issuer and certain underwriters. The donees have agreed to receive and hold these shares subject to the provisions of the Lock-Up Agreement. (F2) Reported amount includes 278,111 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. |
| 2 | Common | Common Stock | 2023-08-31 | F | D | 25,007 | $86.14 | 392,961 | D | — | — | (F3) Consists of shares (a) sold to provide funds to satisfy tax obligations of the reporting person and (b) withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Plan. (F4) Reported amount includes 232,891 vested and unvested RSUs granted under the Plan. |