Form 4 for LQDT LIQUIDITY SERVICES INC
Accepted 2023-09-01 00:00:00 ET · period of report 2023-08-30 · accession 0001209191-23-047933 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-01 | 2023-08-30+ | LQDT | Weiskircher Steven | SVP, CTO | M - OptEx | $1.22 | +12.7K | 99.0K | +15% | +$15.5K |
| DM | 2023-09-01 | 2023-08-30 | LQDT | Weiskircher Steven | SVP, CTO | S - Sale+OE | $18.17 | -14.5K | 88.3K | -14% | -$263.4K |
| DM | 2023-09-01 | 2023-08-30+ | LQDT | Weiskircher Steven | SVP, CTO | M - OptEx | $0.00 | -22.1K | 3,411 | -87% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-30 | M | A | 1,365 | $6.69 | 102,155 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-30 | S | D | 490 | $18.66 | 101,665 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-30 | M | A | 675 | $9.46 | 101,465 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-30 | S | D | 675 | $18.21 | 100,790 | D | — | — | |
| 5 | Common | Common Stock | 2023-09-01 | M | A | 10,668 | $0.00 | 99,003 | D | — | — | |
| 6 | Common | Common Stock | 2023-08-30 | S | D | 13,330 | $18.15 | 88,335 | D | — | — | |
| 7 | Derivative | Restricted Stock Unit Grant | 2023-09-01 | M | D | 18,750 | $0.00 | 0 | D | — · — to 2023-09-01 | 18,750 Common Stock | (F6) Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. (F10) This restricted stock unit grant fully vested on September 1, 2023. |
| 8 | Derivative | Stock Option Grant | 2023-08-30 | M | D | 2,010 | $0.00 | 17,089 | D | $9.46 · — to 2030-12-01 | 2,010 Common Stock | (F5) 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. |
| 9 | Derivative | Stock Option Grant | 2023-08-30 | M | D | 1,365 | $0.00 | 3,411 | D | $6.69 · — to 2029-12-03 | 1,365 Common Stock | (F8) 12/48th of this option grant vested on January 1, 2021 and, thereafter, 1/48th of the option grant vests each month for thirty-six months. |