Form 4 for ZIP ZIPRECRUITER, INC.
Accepted 2023-09-01 00:00:00 ET · period of report 2023-08-30 · accession 0001209191-23-047960 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-01 | 2023-08-30 | ZIP | FOGELSONG NORMAN A | 10% | J - Other | $0.00 | -3.64M | 143.1K | -96% | $0 |
| DMI | 2023-09-01 | 2023-08-30 | ZIP | FOGELSONG NORMAN A | 10% | J - Other | $0.00 | +620.2K | 163.1K | New | $0 |
| D | 2023-09-01 | 2023-08-30 | ZIP | FOGELSONG NORMAN A | 10% | C - Cnv Deriv | $0.00 | +3.80M | 3.80M | New | $0 |
| D | 2023-09-01 | 2023-08-30 | ZIP | FOGELSONG NORMAN A | 10% | C - Cnv Deriv | $0.00 | -3.80M | 3.81M | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-30 | J | A | 12,007 | $0.00 | 13,682 | D By Trust | — | — | (F9) The shares are held by Somesh Dash. (F10) The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2023-08-30 | J | A | 71,563 | $0.00 | 81,557 | I | — | — | |
| 3 | Common | Class A Common Stock | 2023-08-30 | J | A | 71,563 | $0.00 | 81,557 | I | — | — | |
| 4 | Common | Class A Common Stock | 2023-08-30 | J | A | 47,707 | $0.00 | 54,369 | I | — | — | |
| 5 | Common | Class A Common Stock | 2023-08-30 | C | A | 3,800,000 | $0.00 | 3,800,000 | D By Institutional Venture Management XIV, LLC | — | — | (F1) These shares of Class B common stock were converted on a one-for-one basis into Class A common stock for no additional consideration. (F2) The shares are held of record or beneficially by Institutional Venture Partners XIV, L.P. ("IVP XIV"). Institutional Venture Management XIV LLC ("IVM XIV") is the general partner of IVP XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVP XIV. Each of IVM XIV and Messrs. Chaffee, Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XIV except to the extent of its or his respective pecuniary interest therein. (F5) The shares are held of record or beneficially by IVM XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVM XIV. Each of Messrs. Chaffee, Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XIV except to the extent of his respective pecuniary interest therein. |
| 6 | Common | Class A Common Stock | 2023-08-30 | J | D | 3,800,000 | $0.00 | 0 | D By Institutional Venture Management XIV, LLC | — | — | (F2) The shares are held of record or beneficially by Institutional Venture Partners XIV, L.P. ("IVP XIV"). Institutional Venture Management XIV LLC ("IVM XIV") is the general partner of IVP XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVP XIV. Each of IVM XIV and Messrs. Chaffee, Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XIV except to the extent of its or his respective pecuniary interest therein. (F5) The shares are held of record or beneficially by IVM XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVM XIV. Each of Messrs. Chaffee, Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVM XIV except to the extent of his respective pecuniary interest therein. |
| 7 | Common | Class A Common Stock | 2023-08-30 | J | A | 805,600 | $0.00 | 809,848 | I By Trust | — | — | (F10) The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| 8 | Common | Class A Common Stock | 2023-08-30 | J | D | 805,600 | $0.00 | 4,248 | I By Trust | — | — | (F10) The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| 9 | Common | Class A Common Stock | 2023-08-30 | J | A | 143,126 | $0.00 | 143,126 | D By Trust | — | — | (F8) The shares are held by Todd C. Chaffee. (F10) The shares are held by a family trust, of which Mr. Fogelsong is the trustee. Mr. Fogelsong disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| 10 | Common | Class A Common Stock | 2023-08-30 | J | A | 143,126 | $0.00 | 163,114 | I | — | — | |
| 11 | Common | Class A Common Stock | 2023-08-30 | J | A | 100,190 | $0.00 | 114,181 | I By Trust | — | — | (F11) The shares are held by a family trust, of which Mr. Harrick is the trustee. Mr. Harrick disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| 12 | Common | Class A Common Stock | 2023-08-30 | J | A | 14,312 | $0.00 | 16,311 | I By Trust | — | — | (F12) The shares are held by a family trust, of which Mr. Maltz is the trustee. Mr. Maltz disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| 13 | Common | Class A Common Stock | 2023-08-30 | J | A | 14,312 | $0.00 | 16,311 | I By Trust | — | — | (F13) The shares are held by a family trust, of which Mr. Miller is the trustee. Mr. Miller disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| 14 | Common | Class A Common Stock | 2023-08-30 | J | A | 14,312 | $0.00 | 16,311 | I By Trust | — | — | (F13) The shares are held by a family trust, of which Mr. Miller is the trustee. Mr. Miller disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| 15 | Common | Class A Common Stock | 2023-08-30 | J | A | 143,126 | $0.00 | 163,114 | I By Trust | — | — | (F14) The shares are held by a family trust, of which Mr. Phelps is the trustee. Mr. Phelps disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein. |
| 16 | Derivative | Class B Common Stock | 2023-08-30 | C | D | 3,800,000 | $0.00 | 3,809,348 | D | — · — to — | 3,800,000 Class A Common Stock | (F18) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F2) The shares are held of record or beneficially by Institutional Venture Partners XIV, L.P. ("IVP XIV"). Institutional Venture Management XIV LLC ("IVM XIV") is the general partner of IVP XIV. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, Jules A. Maltz, J. Sanford Miller and Dennis B. Phelps, Jr. are the managing directors of IVM XIV and may be deemed to share voting and dispositive power over the shares held by IVP XIV. Each of IVM XIV and Messrs. Chaffee, Fogelsong, Harrick, Maltz, Miller and Phelps disclaims beneficial ownership of the shares held by IVP XIV except to the extent of its or his respective pecuniary interest therein. (F1) These shares of Class B common stock were converted on a one-for-one basis into Class A common stock for no additional consideration. |