Form 4 for IVZ Invesco
Accepted 2023-09-05 00:00:00 ET · period of report 2023-08-31 · accession 0001209191-23-048054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-05 | 2023-08-31 | IVZ | Schlossberg Andrew | Pres, CEO, Dir | M - OptEx | $0.00 | +37.8K | 805.0K | +5% | $0 |
| DM | 2023-09-05 | 2023-08-31 | IVZ | Schlossberg Andrew | Pres, CEO, Dir | F - Tax | $15.92 | -17.1K | 794.3K | -2% | -$271.6K |
| DM | 2023-09-05 | 2023-08-31 | IVZ | Schlossberg Andrew | Pres, CEO, Dir | M - OptEx | $0.00 | -37.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-08-31 | M | A | 14,124 | $0.00 | 808,426 | D | — | — | |
| 2 | Common | Common Shares | 2023-08-31 | F | D | 6,370 | $15.92 | 802,056 | D | — | — | |
| 3 | Common | Common Shares | 2023-08-31 | M | A | 23,698 | $0.00 | 804,990 | D | — | — | |
| 4 | Common | Common Shares | 2023-08-31 | F | D | 10,688 | $15.92 | 794,302 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-08-31 | M | D | 23,698 | $0.00 | 23,698 | D | $0.00 · — to — | 23,698 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 6 | Derivative | Restricted Stock Units | 2023-08-31 | M | D | 14,124 | $0.00 | 0 | D | $0.00 · — to — | 14,124 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |