Form 4 for IVZ Invesco
Accepted 2023-09-05 00:00:00 ET · period of report 2023-08-31 · accession 0001209191-23-048056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-05 | 2023-08-31 | IVZ | Sharp Douglas J | Senior Managing Dir | F - Tax | $15.92 | -17.6K | 71.5K | -20% | -$279.7K |
| DM | 2023-09-05 | 2023-08-31 | IVZ | Sharp Douglas J | Senior Managing Dir | M - OptEx | $0.00 | +37.4K | 66.8K | +127% | $0 |
| DM | 2023-09-05 | 2023-08-31 | IVZ | Sharp Douglas J | Senior Managing Dir | M - OptEx | $0.00 | -37.4K | 15.1K | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-08-31 | F | D | 7,099 | $15.92 | 59,725 | D | — | — | |
| 2 | Common | Common Shares | 2023-08-31 | M | A | 8,731 | $0.00 | 68,456 | D | — | — | |
| 3 | Common | Common Shares | 2023-08-31 | F | D | 4,104 | $15.92 | 64,352 | D | — | — | |
| 4 | Common | Common Shares | 2023-08-31 | M | A | 13,547 | $0.00 | 77,899 | D | — | — | |
| 5 | Common | Common Shares | 2023-08-31 | F | D | 6,368 | $15.92 | 71,531 | D | — | — | |
| 6 | Common | Common Shares | 2023-08-31 | M | A | 15,104 | $0.00 | 66,824 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-08-31 | M | D | 13,547 | $0.00 | 40,642 | D | $0.00 · — to — | 13,547 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 8 | Derivative | Restricted Stock Units | 2023-08-31 | M | D | 8,731 | $0.00 | 17,462 | D | $0.00 · — to — | 8,731 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 9 | Derivative | Restricted Stock Units | 2023-08-31 | M | D | 15,104 | $0.00 | 15,104 | D | $0.00 · — to — | 15,104 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |