Form 4 for PCVX Vaxcyte, Inc.
Accepted 2023-09-06 00:00:00 ET · period of report 2023-09-01 · accession 0001209191-23-048467 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-06 | 2023-09-01 | PCVX | Wassil Jim | COO | M - OptEx | $2.42 | +3,000 | 173.1K | +2% | +$7,260 |
| D | 2023-09-06 | 2023-09-05 | PCVX | Wassil Jim | COO | F - Tax | $51.00 | -2,131 | 167.9K | -1% | -$108.7K |
| DM | 2023-09-06 | 2023-09-01 | PCVX | Wassil Jim | COO | S - Sale+OE | $52.82 | -3,000 | 170.1K | -2% | -$158.4K |
| D | 2023-09-06 | 2023-09-01 | PCVX | Wassil Jim | COO | M - OptEx | $0.00 | -3,000 | 113.6K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-01 | M | A | 3,000 | $2.42 | 173,066 | D | — | — | (F1) Includes 1,040 shares acquired under the Issuer's Employee Stock Purchase Plan on May 17, 2023. |
| 2 | Common | Common Stock | 2023-09-05 | F | D | 2,131 | $51.00 | 167,935 | D | — | — | (F5) Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units. |
| 3 | Common | Common Stock | 2023-09-01 | S | D | 2,677 | $52.75 | 170,389 | D | — | — | (F3) The price reported is a weighted-average price. The shares were sold at prices ranging from $52.27 to $53.19. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-09-01 | S | D | 323 | $53.36 | 170,066 | D | — | — | (F4) The price reported is a weighted-average price. The shares were sold at prices ranging from $53.28 to $53.45. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Derivative | Stock Option (right to buy) | 2023-09-01 | M | D | 3,000 | $0.00 | 113,555 | D | $2.42 · — to 2029-12-16 | 3,000 Common Stock | (F6) 1/4 of the shares subject to the option vested on December 1, 2020, and 1/48 of the shares vest monthly thereafter. |