Form 4 for APO Apollo Global Management
Accepted 2023-09-11 00:00:00 ET · period of report 2023-09-07 · accession 0001209191-23-048964 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-09-11 | 2023-09-07 | APO | KLEINMAN SCOTT | Co-Pres (See Remarks), Dir | G - Gift | $0.00 | -92.9K | 324.4K | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-07 | G | D | 92,900 | $0.00 | 324,435 | I HCM APO Series LLC, Series A | — | — | (F1) These shares were subject to a lock-up agreement (the "Lock-Up Agreement") delivered pursuant to the underwriting agreement dated August 8, 2023, between the Issuer and certain underwriters. The donees agreed to receive and hold these shares subject to the provisions of the Lock-Up Agreement. (F2) Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control. |