Form 4 for ICE Intercontinental Exchange

Accepted 2023-09-12 00:00:00 ET · period of report 2023-09-08 · accession 0001209191-23-049112 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-09-12	2023-09-08	ICE	Gardiner Warren	CFO	S - Sale	$115.43	-500	15.5K	-3%	-$57.7K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-09-08	S	D	500	$115.43	15,525	D	—	—	(F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of March 10, 2023. (F2) The common stock number referred in Table I is an aggregate number and represents 9,960 shares of common stock and 1,345 unvested restricted stock units ("RSUs"), and 4,220 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting.