Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2023-09-14 00:00:00 ET · period of report 2023-09-13 · accession 0001209191-23-049441 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-14 | 2023-09-13 | ASPN | Daniel Santhosh P | CAO | A - Grant | $0.00 | +16.0K | 18.0K | +799% | $0 |
| D | 2023-09-14 | 2023-09-13 | ASPN | Daniel Santhosh P | CAO | A - Grant | $0.00 | +16.0K | 15.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-13 | A | A | 15,974 | $0.00 | 17,974 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on September 13, 2024, an additional one-third of the shares on September 13, 2025, and the remaining one-third of the shares on September 13, 2026. (F2) Includes 15,974 RSUs. |
| 2 | Derivative | Stock Option (Right-to-Buy) | 2023-09-13 | A | A | 15,974 | $0.00 | 15,794 | D | $6.26 · — to 2033-09-13 | 15,794 Common Stock | (F3) The options vest as to one-third of the shares on September 13, 2024, an additional one-third of the shares on September 13, 2025, and the remaining one-third of the shares on September 13, 2026. |