Form 4 for NTAP NetApp
Accepted 2023-09-14 00:00:00 ET · period of report 2023-09-12 · accession 0001209191-23-049520 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-14 | 2023-09-12 | NTAP | HELD GERALD | Dir | S - Sale+OE | $78.50 | -5,634 | 17.5K | -24% | -$442.3K |
| D | 2023-09-14 | 2023-09-12 | NTAP | HELD GERALD | Dir | M - OptEx | $0.00 | +3,450 | 20.9K | +20% | $0 |
| D | 2023-09-14 | 2023-09-13 | NTAP | HELD GERALD | Dir | A - Grant | $0.00 | +3,526 | 3,526 | New | $0 |
| D | 2023-09-14 | 2023-09-12 | NTAP | HELD GERALD | Dir | M - OptEx | $0.00 | -3,450 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-12 | S | D | 5,634 | $78.50 | 17,457 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-12 | M | A | 3,450 | $0.00 | 20,907 | D | — | — | |
| 3 | Derivative | Restricted Stock | 2023-09-13 | A | A | 3,526 | $0.00 | 3,526 | D | — · — to — | 3,526 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F3) On September 13, 2023, the reporting person was granted 3,526 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date. |
| 4 | Derivative | Restricted Stock Unit | 2023-09-12 | M | D | 3,450 | $0.00 | 0 | D | — · — to — | 3,450 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F2) On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders |