Form 4 for KR Kroger
Accepted 2023-09-18 00:00:00 ET · period of report 2023-09-15 · accession 0001209191-23-049727 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-18 | 2023-09-15 | KR | FIKE CARIN L | VP, Treas | S - Sale+OE | $46.50 | -6,000 | 44.1K | -12% | -$279.0K |
| D | 2023-09-18 | 2023-09-15 | KR | FIKE CARIN L | VP, Treas | M - OptEx | $24.67 | +6,000 | 50.1K | +14% | +$148.0K |
| D | 2023-09-18 | 2023-09-15 | KR | FIKE CARIN L | VP, Treas | M - OptEx | $0.00 | -6,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-15 | S | D | 5,300 | $46.50 | 44,789.90 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-15 | M | A | 6,000 | $24.67 | 50,089.90 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-15 | S | D | 700 | $46.51 | 44,089.90 | D | — | — | (F1) Between April 1, 2023 and June 30, 2023, the reporting person acquired 26.9651 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. |
| 4 | Derivative | Non-Qualified Stock Option | 2023-09-15 | M | D | 6,000 | $0.00 | 0 | D | $24.67 · — to 2024-07-15 | 6,000 Common Stock | (F2) These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |