Form 4 for KDP Keurig Dr Pepper
Accepted 2023-09-19 00:00:00 ET · period of report 2023-09-15 · accession 0001209191-23-050008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-19 | 2023-09-15 | KDP | Shoemaker Anthony | CLO | M - OptEx | $0.00 | +4,428 | 86.4K | +5% | $0 |
| D | 2023-09-19 | 2023-09-15 | KDP | Shoemaker Anthony | CLO | F - Tax | $33.30 | -1,079 | 85.3K | -1% | -$35.9K |
| D | 2023-09-19 | 2023-09-15 | KDP | Shoemaker Anthony | CLO | M - OptEx | $0.00 | -4,428 | 2,951 | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-15 | M | A | 4,428 | $0.00 | 86,428 | D | — | — | (F1) Restricted Stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-09-15 | F | D | 1,079 | $33.30 | 85,349 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 3 | Derivative | Restricted Stock Unit | 2023-09-15 | M | D | 4,428 | $0.00 | 2,951 | D | — · — to — | 4,428 Common Stock | (F1) Restricted Stock units convert into common stock on a one-for-one basis. (F3) As previously disclosed, these Restricted Stock Units ("RSUs") were granted on September 15, 2020 and vest in three installments as follows: 60% on September 15, 2023; 20% on September 15, 2024, and 20% on September 15, 2025. Sixty percent of the RSUs vested on September 15, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |