Form 4 for GNLX GENELUX Corp
Accepted 2023-09-21 00:00:00 ET · period of report 2023-09-20 · accession 0001209191-23-050274 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-21 | 2023-09-20 | GNLX | Ryder Sean | GC | S - Sale+OE | $30.00 | -10.0K | 572 | -95% | -$300.0K |
| D | 2023-09-21 | 2023-09-20 | GNLX | Ryder Sean | GC | M - OptEx | $6.00 | +10.0K | 10.6K | +1,748% | +$60.0K |
| D | 2023-09-21 | 2023-09-20 | GNLX | Ryder Sean | GC | M - OptEx | $0.00 | -10.0K | 140.0K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-20 | S | D | 10,000 | $30.00 | 572 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-20 | M | A | 10,000 | $6.00 | 10,572 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2023-09-20 | M | D | 10,000 | $0.00 | 140,000 | D | $6.00 · — to 2031-10-03 | 10,000 Common Stock | (F2) 25% of the shares shall vest on October 4, 2022, and the remaining shares shall vest in 36 equal monthly installments thereafter. |