Form 4 for CART Maplebear Inc.
Accepted 2023-09-25 00:00:00 ET · period of report 2023-09-21 · accession 0001209191-23-050509 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-25 | 2023-09-21 | CART | Giovanni Nick | CFO | J - Other | — | 0 | 0 | New | — |
| DM | 2023-09-25 | 2023-09-21 | CART | Giovanni Nick | CFO | J - Other | $0.00 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-21 | J | A | 572,885 | — | 572,885 | D | — | — | (F1) Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. (F2) Includes 140,625 shares of restricted stock subject to the Issuer's right of repurchase. |
| 2 | Common | Non-Voting Common Stock | 2023-09-21 | J | D | 572,885 | — | 0 | D | — | — | (F1) Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. (F2) Includes 140,625 shares of restricted stock subject to the Issuer's right of repurchase. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-09-21 | J | A | 450,000 | $0.00 | 450,000 | D | $47.69 · — to 2031-01-26 | 450,000 Common Stock | (F4) Twenty-five percent (25%) of the shares subject to the stock option vest on the one-year anniversary of the grant date, and the remainder of the shares vest in 36 equal monthly installments thereafter, subject to continued employment or service through each such date. |
| 4 | Derivative | Performance Stock Units | 2023-09-21 | J | D | 600,000 | $0.00 | 0 | D | — · — to 2027-12-07 | 600,000 Non-Voting Common Stock | (F3) Each performance right represents a contingent right to receive one share of the Issuer's Common Stock. The initial performance condition was met, and 150,000 shares vested, upon the effectiveness of the Issuer's initial public offering and the remaining rights will vest upon the achievement of specified market valuations. |
| 5 | Derivative | Performance Stock Units | 2023-09-21 | J | A | 600,000 | $0.00 | 600,000 | D | — · — to 2027-12-07 | 600,000 Common Stock | (F3) Each performance right represents a contingent right to receive one share of the Issuer's Common Stock. The initial performance condition was met, and 150,000 shares vested, upon the effectiveness of the Issuer's initial public offering and the remaining rights will vest upon the achievement of specified market valuations. |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-09-21 | J | D | 450,000 | $0.00 | 0 | D | $47.69 · — to 2031-01-26 | 450,000 Non-Voting Common Stock | (F4) Twenty-five percent (25%) of the shares subject to the stock option vest on the one-year anniversary of the grant date, and the remainder of the shares vest in 36 equal monthly installments thereafter, subject to continued employment or service through each such date. |