Form 4 for RFL Rafael Holdings, Inc.
Accepted 2023-09-26 00:00:00 ET · period of report 2023-09-23 · accession 0001209191-23-050550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-09-26 | 2023-09-23 | RFL | Polinsky David | CFO | F - Tax | $2.04 | -2,541 | 128.2K | -2% | -$5,184 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock, par value $.01 per share | 2023-09-23 | F | D | 2,541 | $2.04 | 128,239 | D | — | — | (F1) Represents shares withheld by the Issuer for tax purposes upon vesting of restricted stock. (F2) Consists of 20,739 fully vested restricted shares and 107,500 unvested restricted shares that vest as follows: 25,000 on December 21, 2023; 6,250 on each of March 21, 2024, June 21, 2024 and September 21, 2024; 3,750 on September 23, 2024; 6,250 on each of December 21, 2024, March 21, 2025, June 21, 2025 and September 21, 2025; 3,750 on September 23, 2025; and 6,250 on each of December 21, 2025, March 21, 2025, June 21, 2026, September 21, 2026 and December 21, 2026. |