Form 4 for CWD CaliberCos Inc.
Accepted 2023-09-28 00:00:00 ET · period of report 2023-09-25 · accession 0001209191-23-050812 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-09-28 | 2023-09-25 | CWD | LOEFFLER JOHN C II | CEO, Dir, 10% | A - Grant | $0.00 | +301.1K | 311.1K | +3,011% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-25 | A | A | 301,131 | $0.00 | 311,131 | D | — | — | (F1) Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. (F2) RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months. (F3) Reporting Person also owns (i) an aggregate of 1,927,732 shares of Class B Common Stock ("Class B Stock") held directly, and (ii) an aggregate of 1,778,989 shares of Class B Stock held by the C LO 2021 Irrevocable Trust of which Reporting Person is the sole trustee. |