Form 4 for CXM Sprinklr, Inc.
Accepted 2023-10-02 00:00:00 ET · period of report 2023-09-28 · accession 0001209191-23-051099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-10-02 | 2023-09-28 | CXM | Battery Ventures IX, L.P. | 10% | J - Other | $0.00 | -3.03M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-09-28 | J | A | 908,537 | $0.00 | 908,537 | I By Battery Partners IX, LLC | — | — | (F6) Securities are held by BP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. |
| 2 | Common | Class A Common Stock | 2023-09-28 | J | D | 30,304 | $0.00 | 48,768 | I By Battery Investment Partners IX, LLC | — | — | (F4) Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. |
| 3 | Common | Class A Common Stock | 2023-09-28 | J | D | 3,000,000 | $0.00 | 5,035,367 | I By Battery Ventures IX, L.P. | — | — | (F2) Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. |
| 4 | Common | Class A Common Stock | 2023-09-28 | J | D | 908,537 | $0.00 | 0 | I By Battery Partners IX, LLC | — | — | (F6) Securities are held by BP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. |