Form 4 for PI IMPINJ INC
Accepted 2023-10-02 00:00:00 ET · period of report 2023-10-01 · accession 0001209191-23-051210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-02 | 2023-10-02 | PI | PHELAN CATHAL G | Chief Innovation Off, Dir | S - Sale+OE | $53.29 | -1,082 | 22.2K | -5% | -$57.7K |
| D | 2023-10-02 | 2023-10-01 | PI | PHELAN CATHAL G | Chief Innovation Off, Dir | M - OptEx | $0.00 | +2,000 | 22.8K | +10% | $0 |
| D | 2023-10-02 | 2023-10-01 | PI | PHELAN CATHAL G | Chief Innovation Off, Dir | M - OptEx | $0.00 | -2,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-02 | S | D | 480 | $53.91 | 21,750 | D | — | — | (F4) The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $53.70 to $54.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| 2 | Common | Common Stock | 2023-10-01 | M | A | 2,000 | $0.00 | 22,832 | D | — | — | (F1) The amount of securities beneficially owned includes 201 shares acquired on August 18, 2023 under the Impinj, Inc. 2016 Employee Stock Purchase Plan, in a transaction exempt under Rule 16b-3(c) that is being voluntarily reported by the reporting person on this Form 4. |
| 3 | Common | Common Stock | 2023-10-02 | S | D | 602 | $52.79 | 22,230 | D | — | — | (F3) The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $52.2701 to $53.10 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| 4 | Derivative | Restricted Stock Units | 2023-10-01 | M | D | 2,000 | $0.00 | 0 | D | $0.00 · — to — | 2,000 Common Stock | (F5) Each RSU represents a contingent right to receive one share of Impinj common stock. (F6) The RSUs were approved by the Compensation Committee of the Issuer's Board of Directors on October 1, 2022. 25% of the RSUs vested on January 1, 2023 and the remaining RSUs vested equally on each of April 1, 2023, July 1, 2023 and October 1, 2023, subject in each case to the Reporting Person continuing to be a service provider on each such vesting date. |