Form 4 for HZO MARINEMAX INC
Accepted 2023-10-03 00:00:00 ET · period of report 2023-09-30 · accession 0001209191-23-051562 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-03 | 2023-09-30 | HZO | Cassella Anthony E. Jr. | CAO, EVP of Fin | M - OptEx | $0.00 | +7,261 | 15.8K | +85% | $0 |
| D | 2023-10-03 | 2023-09-30 | HZO | Cassella Anthony E. Jr. | CAO, EVP of Fin | F - Tax | $32.82 | -1,769 | 14.0K | -11% | -$58.1K |
| DM | 2023-10-03 | 2023-09-30 | HZO | Cassella Anthony E. Jr. | CAO, EVP of Fin | M - OptEx | $0.00 | -7,261 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-30 | M | A | 242 | $0.00 | 14,834 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-30 | M | A | 480 | $0.00 | 14,592 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-30 | M | A | 627 | $0.00 | 14,112 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-30 | M | A | 4,931 | $0.00 | 13,485 | D | — | — | (F1) Includes 494 shares acquired under the MarineMax Employee Stock Purchase Plan during the fiscal quarter ending March 31, 2023. |
| 5 | Common | Common Stock | 2023-09-30 | M | A | 981 | $0.00 | 15,815 | D | — | — | |
| 6 | Common | Common Stock | 2023-09-30 | F | D | 1,769 | $32.82 | 14,046 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-09-30 | M | D | 480 | $0.00 | 480 | D | — · — to — | 480 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of MarineMax, Inc. Common Stock. (F5) The restricted stock units vest in three annual installments beginning on September 30, 2022. |
| 8 | Derivative | Restricted Stock Units | 2023-09-30 | M | D | 981 | $0.00 | 1,965 | D | — · — to — | 981 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of MarineMax, Inc. Common Stock. (F6) The restricted stock units vest in three annual installments beginning on September 30, 2023. |
| 9 | Derivative | Restricted Stock Units | 2023-09-30 | M | D | 242 | $0.00 | 484 | D | — · — to — | 242 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of MarineMax, Inc. Common Stock. (F6) The restricted stock units vest in three annual installments beginning on September 30, 2023. |
| 10 | Derivative | Restricted Stock Units | 2023-09-30 | M | D | 627 | $0.00 | 0 | D | — · — to — | 627 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of MarineMax, Inc. Common Stock. (F4) The restricted stock units vest in three annual installments beginning on September 30, 2021. |
| 11 | Derivative | Performance Based Restricted Stock Units | 2023-09-30 | M | D | 4,931 | $0.00 | 0 | D | — · — to — | 4,931 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of MarineMax, Inc. Common Stock. (F3) The performance-based restricted stock units vest on September 30, 2023. These units were awarded based on performance criteria established on December 2, 2020 and tied to inventory management and operations during fiscal 2021. |