Form 4 for IMNM Immunome Inc.
Accepted 2023-10-04 00:00:00 ET · period of report 2023-10-02 · accession 0001209191-23-052048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-04 | 2023-10-02 | IMNM | PRENDERGAST FRANKLYN G | Dir | A - Grant | $0.00 | +60.8K | 60.8K | New | $0 |
| D | 2023-10-04 | 2023-10-02 | IMNM | PRENDERGAST FRANKLYN G | Dir | A - Grant | $1.35 | +137.7K | 137.7K | New | +$185.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-02 | A | A | 60,840 | $0.00 | 60,840 | D | — | — | (F1) In connection with the Closing (as defined in the Agreement and Plan of Merger and Reorganization dated June 29, 2023 (the "Merger Agreement"), by an among the Issuer, Ibiza Merger Sub, Inc., and Morphimmune Inc.), Dr. Prendergast exchanged (i) his shares of common stock of Morphimmune for shares of the Issuer and (ii) his options to acquire shares of common stock of Morphimmune for options to acquire shares of the Issuer. |
| 2 | Derivative | Stock Option (Right to Buy) | 2023-10-02 | A | A | 137,725 | $1.35 | 137,725 | D | $1.35 · — to 2032-09-26 | 137,725 Common Stock | (F1) In connection with the Closing (as defined in the Agreement and Plan of Merger and Reorganization dated June 29, 2023 (the "Merger Agreement"), by an among the Issuer, Ibiza Merger Sub, Inc., and Morphimmune Inc.), Dr. Prendergast exchanged (i) his shares of common stock of Morphimmune for shares of the Issuer and (ii) his options to acquire shares of common stock of Morphimmune for options to acquire shares of the Issuer. (F2) In connection with the Closing (as defined in the Merger Agreement), all the shares underlying the option became fully vested and exercisable. |