Form 4 for RARE Ultragenyx Pharmaceutical Inc.
Accepted 2023-10-10 00:00:00 ET · period of report 2023-10-09 · accession 0001209191-23-052466 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-10 | 2023-10-09 | RARE | Horn Howard | CFO | A - Grant | $0.00 | +80.4K | 80.3K | New | $0 |
| D | 2023-10-10 | 2023-10-09 | RARE | Horn Howard | CFO | A - Grant | $0.00 | +140.5K | 140.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-09 | A | A | 80,366 | $0.00 | 80,336 | D | — | — | (F1) Award of Restricted Stock Units ("RSUs") under the Company's Employment Inducement Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date. |
| 2 | Derivative | Stock Option (Right to Buy) | 2023-10-09 | A | A | 140,469 | $0.00 | 140,469 | D | $35.68 · — to 2033-10-09 | 140,469 Common Stock | (F2) The option shall vest with respect to 1/4th of the shares on the first anniversary of the grant date of the option and 1/48th of the shares initially subject to the option shall continue to vest on each month such that the option will fully vest on the fourth anniversary of the grant date. |