Form 4 for EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Accepted 2023-10-17 00:00:00 ET · period of report 2023-10-15 · accession 0001209191-23-052945 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-10-17 | 2023-10-15 | EMO | AMERICAN INTERNATIONAL GROUP, INC. | See Remarks | J - Other | $4,190,553.34 | -4.10M | 0 | -100% | -$17171.37B |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | 4.51% Series G Senior Secured Notes due October 15, 2023 | 2023-10-15 | J | D | 4,097,638.26 | $4,190,553.34 | 0 | I Held through subsidiaries | — | — | (F2) Prior to their maturity, American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), and American Home Assurance Company ("AHAC"), an indirect wholly owned subsidiary of AIG, directly held $2,796,638.11 principal amount and $1,301,000.15 principal amount of the reported securities, respectively. AIG was an indirect beneficial owner of the 4.51% Series G Senior Secured Notes due October 15, 2023. |