Form 4 for UNH UnitedHealth Group
Accepted 2023-10-19 00:00:00 ET · period of report 2023-10-17 · accession 0001209191-23-053214 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-19 | 2023-10-17 | UNH | HEMSLEY STEPHEN J | Dir | S - Sale+OE | $540.58 | -121.5K | 521.8K | -19% | -$65.69M |
| DM | 2023-10-19 | 2023-10-17 | UNH | HEMSLEY STEPHEN J | Dir | M - OptEx | $82.22 | +121.5K | 643.3K | +23% | +$9.99M |
| DM | 2023-10-19 | 2023-10-17 | UNH | HEMSLEY STEPHEN J | Dir | M - OptEx | $0.00 | -121.5K | 66.1K | -65% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-17 | S | D | 121,515 | $540.58 | 521,817.94 | D | — | — | (F1) This transaction was executed in multiple trades ranging from $538.000 to $542.330 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 2 | Common | Common Stock | 2023-10-17 | M | A | 83,918 | $70.24 | 605,735.94 | D | — | — | |
| 3 | Common | Common Stock | 2023-10-17 | M | A | 37,597 | $108.97 | 643,332.94 | D | — | — | |
| 4 | Derivative | Non-Qualified Stock Options (right to buy) | 2023-10-17 | M | D | 83,918 | $0.00 | 0 | D | $70.24 · — to 2024-02-12 | 83,918 Common Stock | (F2) The non-qualified stock options vested at a rate of 25% annually on February 12 from the years 2015 through 2018. |
| 5 | Derivative | Non-Qualified Stock Options (right to buy) | 2023-10-17 | M | D | 37,597 | $0.00 | 66,081 | D | $108.97 · — to 2024-11-07 | 37,597 Common Stock | (F3) The non-qualified stock options vested at a rate of 25% annually on February 10 from the years 2016 through 2019. |