Form 4 for RIVN Rivian Automotive, Inc. / DE
Accepted 2023-10-20 00:00:00 ET · period of report 2023-10-20 · accession 0001209191-23-053285 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-20 | 2023-10-20 | RIVN | Gruner Kjell | Chief Commercial Off | A - Grant | $0.00 | +435.0K | 435.0K | New | $0 |
| D | 2023-10-20 | 2023-10-20 | RIVN | Gruner Kjell | Chief Commercial Off | A - Grant | $0.00 | +261.0K | 261.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-10-20 | A | A | 434,972 | $0.00 | 434,972 | D | — | — | (F1) Represents an award of 434,972 restricted stock units ("RSUs") which will vest on each of the next sixteen quarterly anniversaries after November 15, 2023. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date. |
| 2 | Derivative | Stock Option | 2023-10-20 | A | A | 260,984 | $0.00 | 260,984 | D | $16.72 · — to 2033-10-20 | 260,984 Class A Common Stock | (F2) The stock option will vest annually as to 25% of the underlying shares over the next four anniversaries of October 20, 2023. |