Form 4 for LOCL Local Bounti Corporation/DE
Accepted 2023-10-31 00:00:00 ET · period of report 2023-10-31 · accession 0001209191-23-053991 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-10-31 | 2023-10-31 | LOCL | Hurlbert Craig M. | SVP of Strategy, Dir, 10% | P - Purchase | $1.34 | +51.4K | 205.0K | +33% | +$68.9K | |
| I | 2023-10-31 | 2023-10-31 | LOCL | Hurlbert Craig M. | SVP of Strategy, Dir, 10% | P - Purchase | $1.35 | +54.8K | 1.18M | +5% | +$74.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-31 | P | A | 51,403 | $1.34 | 205,003 | D By Wheat Wind Farms, LLC | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $1.2798 to $1.46. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) These shares are held by Wheat Wind Farms, LLC ("Wheat Wind"). The Reporting Person serves as Member-Manager of Wheat Wind and as such, has sole voting and dispositive power with respect to the shares held by Wheat Wind and may be deemed to beneficially own the shares held by Wheat Wind. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2023-10-31 | P | A | 54,785 | $1.35 | 1,177,386 | I | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $1.2798 to $1.46. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |