Form 4 for GD General Dynamics
Accepted 2023-11-01 00:00:00 ET · period of report 2023-10-30 · accession 0001209191-23-054008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-01 | 2023-10-30 | GD | Gallopoulos Gregory S | Senior VP, Gen. Counsel, Sec | S - Sale+OE | $238.37 | -33.2K | 129.3K | -20% | -$7.91M |
| D | 2023-11-01 | 2023-10-30 | GD | Gallopoulos Gregory S | Senior VP, Gen. Counsel, Sec | M - OptEx | $191.71 | +33.2K | 146.5K | +29% | +$6.36M |
| D | 2023-11-01 | 2023-10-30 | GD | Gallopoulos Gregory S | Senior VP, Gen. Counsel, Sec | M - OptEx | $0.00 | -33.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-30 | S | D | 16,012 | $238.73 | 113,319 | D | — | — | (F2) Sale prices ranged from $238.425 to $239.07. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
| 2 | Common | Common Stock | 2023-10-30 | S | D | 17,188 | $238.04 | 129,331 | D | — | — | (F1) Sale prices ranged from $237.37 to $238.35. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
| 3 | Common | Common Stock | 2023-10-30 | M | A | 33,200 | $191.71 | 146,519 | D | — | — | |
| 4 | Derivative | Stock Options | 2023-10-30 | M | D | 33,200 | $0.00 | 0 | D | $191.71 · — to 2027-02-28 | 33,200 Common Stock | (F3) Fifty percent became exercisable on 03/01/2019 and the remaining fifty percent became exercisable on 03/01/2020. |